Showing 71 to 80 of 80 search results for competition law enforcement.

71. Former Blackrock Asset Management Managing Director Banned

    Press Releases Published: 15/12/2014 Last modified: 15/12/2014
    Tracey McDermott the FCA's director of enforcement and financial crime, said:. ... Burrows admitted to the FCA that he had evaded his train fare on a number of occasions and had done so in the knowledge that he had been breaking the law.

72. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

73. The FCA’s new competition powers: what do they mean for the financial services industry?

    Speeches Published: 21/11/2014 Last modified: 09/11/2016
    Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

74. Consumer Credit Seminar

    Speeches Published: 21/10/2014 Last modified: 20/03/2024
    Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA.

75. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    Often threats to the integrity of our markets are threats to overseas markets too – we have effective working relationships with overseas regulators and law enforcement agencies and national boundaries are not ... From April 2015 we will become a

76. Regulating high frequency trading

    Speeches Published: 04/06/2014 Last modified: 04/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.

77. Land bank firm shut down by the FCA has appeal rejected by Court

    Press Releases Published: 14/04/2014 Last modified: 29/11/2021
    The Court of Appeal has dismissed, on all counts, an appeal by David Banner-Eve and Asset Land L.I.

78. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

79. The FCA holds key conference on financial crime

    Press Releases Published: 01/07/2013 Last modified: 03/07/2013
    Review announced into how UK banks control money laundering, terrorist financing and sanctions risks in trade finance.

80. FCA charges eight men in relation to land banking

    Press Releases Published: 16/04/2013 Last modified: 17/11/2021
    Eight men have been charged by the FCA with conspiracy to defraud contrary to common law and criminal offences relating to the carrying out of a regulated activity without authorisation or exemption