Showing 71 to 80 of 118 search results for competition enforcement powers.

71. The Financial Conduct Authority censures the Co-operative Bank for listing rules breaches and failing to be open with the regulator

    Press Releases Published: 11/08/2015 Last modified: 12/01/2023
    The Financial Conduct Authority (FCA) has issued a public censure against The Co-operative Bank plc (Co-op Bank) for breaching its Listing Rules. The Listing Rules require issuers to ensure that information published is not misleading so that

72. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    These recommendations cover issues as wide and diverse as the regulatory perimeter, market structures, individual accountability and use of market power. ... The messages of the report in terms of how markets are structured and how competition is, or is

73. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

    Press Releases Published: 10/07/2015 Last modified: 24/04/2019
    Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. ... On 24 April 2019, the FCA's enforcement referral criteria was replaced with theThe criteria published today do not apply to Competition Act 1998 (CA98) cases.

74. New priorities for banking reform

    Speeches Published: 17/06/2015 Last modified: 17/06/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Warwick Business School Westminster Forum. This is the text of the speech as drafted, which may differ from the delivered version.

75. Eight convicted for role in unauthorised collective investment scheme

    Press Releases Published: 01/06/2015 Last modified: 04/06/2015
    Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. ... The investigation, Operation Cotton, is one of the largest undertaken by the FCA to date and involved the use of the FCA’s civil

76. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

77. Former senior trader sentenced for insider dealing

    Press Releases Published: 19/03/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months

78. Nothing to fear from high standards

    Speeches Published: 16/03/2015 Last modified: 03/11/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at Bloomberg. This is the text of the speech as drafted, which may differ from the delivered version.

79. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

    Press Releases Published: 16/03/2015 Last modified: 16/03/2015
    fitness and propriety (by firms as well as by regulators) and strengthened powers of approval and enforcement for the regulators. ... effective competition in the interests of consumers.

80. Consumer Credit and the FCA: one year on

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    So, on the former, what you’ve had is a range of interventions, often highly visible, on issues like: competition work in the UK’s credit card market; redress exercises in ... And certainly, there has to an approach that goes beyond ex-post