Showing 1 to 10 of 50 search results for Market Abuse and Market Manipulation.

1. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

2. FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse

   Press Releases Published: 08/12/2022 Last modified: 08/12/2022
   The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse.

3. FCA publishes Decision Notices against three bond traders for market manipulation

   Press Releases Published: 07/12/2022 Last modified: 07/12/2022
   We have published Decision Notices given to bond traders Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, for market abuse.

4. Date set for trial against 5 individuals involved with Worthington Group plc

   Statements Published: 18/11/2022 Last modified: 18/11/2022
   The FCA launched a criminal investigation into market abuse and market manipulation in April 2016, following the suspension of Worthington Group plc’s shares from the Official List and Main Market of the London Stock Exchange on 10 October 2014.

5. FCA begins criminal proceedings against five individuals involved with Worthington Group plc

   Press Releases Published: 20/10/2022 Last modified: 20/10/2022
   The FCA has begun criminal proceedings against five individuals involved with Worthington Group plc, a company listed on the London Stock Exchange.

6. FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse

   Press Releases Published: 19/08/2022 Last modified: 19/08/2022
   The FCA has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement Market Abuse Regulation (MAR) requirements, relating to the detection of market abuse.

7. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

   Press Releases Published: 28/07/2022 Last modified: 28/07/2022
   The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation

8. FCA’s work on market abuse and manipulation – update 17 June 2022

   News stories Published: 17/06/2022 Last modified: 18/06/2022
   Explaining the work we do to tackle market abuse and manipulation.

9. FCA fines and prohibits trader for market abuse

   Press Releases Published: 04/03/2021 Last modified: 04/03/2021
   The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.

10. FCA fines and prohibits hedge fund Chief Investment Officer for market abuse

    Press Releases Published: 15/12/2020 Last modified: 15/12/2020
    The FCA has fined Corrado Abbattista, formerly a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP, £100,000 for market abuse and prohibited him from performing any functions in relation to regulated