Showing 51 to 60 of 80 search results for Market Abuse Regime.

51. Examining the future of anti-money laundering regulations

    Speeches Published: 08/12/2015 Last modified: 16/08/2021
    Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015

52. FCA consults on Market Abuse Regulation policy proposals and Handbook changes

    Press Releases Published: 05/11/2015 Last modified: 05/11/2015
    The Financial Conduct Authority (FCA) has today published its policy proposals and Handbook changes to support the implementation of the new European Market Abuse Regulation regime, which will apply from 3 ... CP15/35: Policy proposals and Handbook

53. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    Regulatory reforms in Europe like MiFID 2 and the new Market Abuse Regulation, and in the US like the Dodd-Frank Act. ... For example, closing the gap that market abuse rules do not cover spot FX markets.

54. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    Persons who do not follow these steps are not necessarily committing market abuse, although they are open to allegations of having done so. ... In that case Mr Hannam was found to be guilty of committing market abuse by disclosing inside information

55. Debating trust and confidence in banking

    Speeches Published: 28/05/2015 Last modified: 28/05/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

56. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

    Press Releases Published: 24/03/2015 Last modified: 14/09/2015
    to contribute to international benchmark reform. to work with firms preparing for the implementation of MiFID II and the Market Abuse Regulation updates. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

57. Consumer Credit and the FCA: one year on

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    Second, understanding how real people interact with markets, so particularly using areas like behavioural economics to improve outcomes. ... viability of the market under different scenarios; and the potential risk of vulnerable people turning to

58. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    Equally, how do you set about a national review on what are, effectively, global markets? ... guidelines. Alongside this, we have market structural changes that should also make markets safer and fairer, such as requirements for circuit breakers,

59. FCA fines Reckitt Benckiser £539,800 for listing rule failures

    Press Releases Published: 20/01/2015 Last modified: 30/08/2015
    Georgina Philippou, the FCA's acting director of enforcement and market oversight, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

60. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered