Showing 1 to 10 of 57 search results for under the Market Abuse Regime.

1. Promoting competitiveness is a juggling act

   Speeches Published: 18/04/2024 Last modified: 18/04/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

2. Cultural evolution: how culture must change to meet expectations

   Speeches Published: 26/06/2023 Last modified: 26/06/2023
   Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.

3. Critical issues in financial regulation: The FCA's perspective

   Speeches Published: 26/04/2022 Last modified: 28/04/2022
   Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

4. Statement on supervision of commodity derivatives position limits

   Statements Published: 20/12/2021 Last modified: 20/12/2021
   In December 2020, we published a Supervisory Statement setting out our approach to operating the MiFID markets regime after the end of the EU withdrawal transition period.

5. FCA proposes stronger requirements on oversight of appointed representatives

   Press Releases Published: 03/12/2021 Last modified: 03/12/2021
   FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

6. Transforming to a forward-looking, proactive regulator

   Speeches Published: 15/07/2021 Last modified: 15/07/2021
   Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

7. Statement on supervision of commodity position limits

   Statements Published: 09/07/2021 Last modified: 09/07/2021
   In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

8. Locking down market abuse

   Speeches Published: 08/03/2021 Last modified: 08/03/2021
   Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

9. Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis

   Statements Published: 08/04/2020 Last modified: 28/06/2022
   The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection.

10. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

    Speeches Published: 06/03/2020 Last modified: 06/03/2020
    Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.