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Showing 1 to 11 of 31 search results for Criminal market abuse regime.
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Market Abuse
https://www.fca.org.uk/markets/market-abuse -
FCA warns firms over anti-money laundering failings
We have warned firms about common failings we have found in financial crime controls. -
Criminal market abuse regime review completion
FCA welcomes the Government’s statement on the completion of the criminal market abuse regime review. -
Critical issues in financial regulation: The FCA's perspective
Speech by our CEO, Nikhil Rathi, delivered at City Week 2022. -
Transforming to a forward-looking, proactive regulator
Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar. -
Locking down market abuse
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021. -
Market abuse in a time of coronavirus
Julia Hoggett speaking on market abuse at the Ciy & Financial Global event. -
How to report suspected market abuse as an individual
Find out the different ways in which an individual can report a concern to us. -
Best practice note - Identifying, controlling and disclosing inside information
This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR. -
Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets
Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets. -
FCA publishes the number of STORs received in 2019
The FCA has published its suspicious transaction and order reports (STORs) figures for the year ending December 2019.