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Transforming to a forward-looking, proactive regulator
Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar. -
FCA commits to being a more innovative, assertive and adaptive regulator
The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020 -
FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser
The FCA has appointed David Anthony Scott as its Interim General Counsel. -
LF Woodford Equity Income Fund investigation
We set out our public statements on the investigation into the circumstances relating to the suspension of the LF Woodford Equity Income fund -
The rise in scams and the threat to a legitimate financial services industry
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit. -
Outcomes-focussed regulation: a measure of success?
Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association -
FCA sets out proposals to strengthen its financial promotion rules for high-risk investments
Read our proposals to help retail investors make more effective decisions on high-risk investments -
FCA secures bankruptcy of 3 individuals involved in an unauthorised share scheme
The High Court had previously ordered payment of nearly £3.62 million to those who bought shares that were promoted unlawfully -
Compliance, Culture and Evolving Regulatory Expectations
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight. -
FCA bans and fines financial adviser £68,300 for lacking honesty and integrity
The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval.