Showing 1 to 10 of 1839 search results.

1. Three charged over CFD trading pension fraud

   Press Releases Published: 15/05/2024 Last modified: 15/05/2024
   The FCA has charged 3 individuals with fraud for their alleged involvement in a high-risk trading scheme, which targeted people’s pension savings.

2. Umuthi Healthcare Solutions

   Statements Published: 14/05/2024 Last modified: 14/05/2024
   Umuthi Healthcare Solutions has withdrawn its reference to the Upper Tribunal.

3. Stuart Bayes sentenced for insider dealing

   Press Releases Published: 10/05/2024 Last modified: 10/05/2024
   Following a sentencing hearing at Southwark Crown Court, Stuart Bayes, 58, was today sentenced to 18 months’ imprisonment, suspended for 2 years, after being convicted of 2 counts of insider dealing.

4. Taheer Sardar convicted for providing a forged document to FCA investigators in a £1.3m boiler room fraud investigation 

   Press Releases Published: 10/05/2024 Last modified: 10/05/2024
   Taheer Sardar has been sentenced at Southwark Crown Court for perverting the course of justice.

5. FCA bans and fines James Lewis £120,300 for putting investors at risk

   Press Releases Published: 07/05/2024 Last modified: 07/05/2024
   James Lewis, the former CEO of Shard Capital Partners, has been fined £120,300 and banned by the FCA.

6. FCA secures £533,000 to return to investors

   Press Releases Published: 23/04/2024 Last modified: 25/04/2024
   The FCA has recovered funds from an unauthorised deposit-taking scheme operated by Bright Managment Solution Limited [sic].

7. FCA confirms anti-greenwashing guidance and proposes extending sustainability framework

   Press Releases Published: 23/04/2024 Last modified: 25/04/2024
   Ahead of the anti-greenwashing rule coming into force on 31 May, the FCA is supporting industry with guidance to help them meet the standard.

8. Individual charged with investment fraud over unauthorised multimillion pound ‘Kube Trading’ scheme

   Press Releases Published: 23/04/2024 Last modified: 23/04/2024
   The Financial Conduct Authority (FCA) has launched criminal proceedings against Lee Steven Maggs of Sittingbourne, Kent, for 2 counts of fraud and 1 count of breaching the Financial Services and Markets Act 2000 (FSMA).

9. ‘Big Tech a priority’ says FCA Chief Executive

   Press Releases Published: 22/04/2024 Last modified: 22/04/2024
   In a speech delivered today, the FCA's Chief Executive Nikhil Rathi announced the regulator's plans to examine how Big Tech firms’ unique access to large sets of data could unlock better products, more competitive prices and wider choice for

10. FCA statement regarding motor finance firms’ financial resources

    Statements Published: 12/04/2024 Last modified: 12/04/2024
    The FCA is writing to firms to remind them they must maintain adequate financial resources at all times.