Reference Case Number: FOI10996
Freedom of Information: Right to know request:
Please provide a statistical breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2023?
Previously, you had provided the data in Annex A, below. We are simply seeking the statistics for the year 2023. Kindly be sure to include new error codes - especially those pertaining to the 5-year rule.
FCA response:
We can confirm that we hold the requested information, which is set out below.
The MDP rejection codes are shown below for RTS 22 transaction reports submitted to the FCA in 2023. Further information on each code is publicly available and can be found here.
| Error Code | 2023 |
|---|---|
| CON-023 | 9.75% |
| CON-024 | 15.75% |
| CON-025 | 5.87% |
| CON-030 | 0.01% |
| CON-040 | 2.33% |
| CON-041 | 0.01% |
| CON-070 | 0.04% |
| CON-071 | 0.00% |
| CON-072 | 0.02% |
| CON-073 | 0.00% |
| CON-074 | 0.00% |
| CON-080 | 0.00% |
| CON-120 | 0.00% |
| CON-160 | 0.03% |
| CON-161 | 0.00% |
| CON-162 | 0.02% |
| CON-170 | 0.00% |
| CON-210 | 0.00% |
| CON-212 | 0.00% |
| CON-280 | 0.00% |
| CON-281 | 0.60% |
| CON-290 | 0.00% |
| CON-310 | 0.00% |
| CON-331 | 0.01% |
| CON-340 | 0.00% |
| CON-351 | 0.11% |
| CON-360 | 0.01% |
| CON-361 | 0.46% |
| CON-370 | 0.04% |
| CON-371 | 0.00% |
| CON-381 | 0.00% |
| CON-410 | 0.00% |
| CON-411 | 0.26% |
| CON-412 | 51.33% |
| CON-430 | 0.67% |
| CON-440 | 0.00% |
| CON-441 | 0.00% |
| CON-470 | 0.00% |
| CON-471 | 0.05% |
| CON-472 | 7.49% |
| CON-473 | 0.02% |
| CON-480 | 0.00% |
| CON-481 | 0.00% |
| CON-510 | 0.00% |
| CON-541 | 0.00% |
| CON-542 | 0.00% |
| CON-552 | 0.00% |
| CON-560 | 0.00% |
| CON-570 | 0.00% |
| CON-571 | 0.84% |
| CON-572 | 0.00% |
| CON-573 | 0.00% |
| CON-574 | 0.01% |
| CON-580 | 0.00% |
| CON-590 | 0.00% |
| CON-591 | 0.00% |
| CON-600 | 0.00% |
| CON-610 | 0.00% |
| CON-640 | 4.25% |