Reference Case Number: FOI7202
Freedom of Information: Right to know request:
Please can the Authority please provide information regarding any fines levied and the number of active or closed investigations since January 2018 concerning:
Directive 2014/65/EU (MiFID II) and Regulation (EU) No 600/2014 (MiFIR), RTS 24 Maintenance of relevant data relating to orders in financial instruments.
FCA response:
Please refer to supporting document