In this section
Tasks for regulated firms
Advising on P2P agreements
Changes to COBS in Quarterly Consultation Paper No. 15
A chapter in our latest Quarterly Consultation Paper is looking to make changes to COBS on adviser charging for vertically integrated firms, arising out of the Financial Advice Market Review.
Meeting investors’ expectations
We report the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the appropriate distribution of their funds.