Coronavirus (Covid-19)

Update for firms providing services to retail investors

Dear CEO letter, 31 March
Update for firms providing services to retail investors

Delaying annual company accounts during the coronavirus crisis

Delaying annual company accounts during the coronavirus crisis

FCA expectations on financial resilience for solo-regulated firms

FCA expectations on financial resilience for solo-regulated firms

Information for firms on coronavirus response

Including the SM&CR, regulatory change, impact on customers and operational resilience.
Information for firms on coronavirus response

In focus

Transition from LIBOR

The interest rate benchmark LIBOR is expected to cease after end-2021. Firms must transition to alternative rates before this date.
Transition from LIBOR

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.
MiFID II