In this section
Tasks for regulated firms
Oversight of best execution
Changes to COBS in Quarterly Consultation Paper No. 15
A chapter in our latest Quarterly Consultation Paper is looking to make changes to COBS on adviser charging for vertically integrated firms, arising out of the Financial Advice Market Review.
EBA review of the prudential framework for MiFID investment firms
On 17 January, we hosted an event to talk through the recent EBA discussion paper and explain the thinking behind the proposals and give firms the opportunity to ask questions.