Our services help investors seeking to invest in UK financial services. Find the right support for your firm.
Change in control
Often referred to as mergers and acquisitions (M&A) activity. If you are thinking about investing in an FCA-authorised company then it is likely you will need to know about our controller regime, as you may need our approval.
To secure FCA approval you will need to submit a change in control notification to us. We then have 60 working days to make our assessment.
PISCES
Private Intermittent Securities and Capital Exchange System (PISCES) is a new type of private stock market that will give investors more opportunities to buy stakes in growing companies. Get support to help grow your business by applying to run a PISCES platform.