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Tasks for regulated firms
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Outside support: sole advisers
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Client money and assets
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Training and competence
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Recruiting, training and supervising staff
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Financial incentives
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Remuneration
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External audit requirements
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Compliance and other support
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Reviewing resources
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Professional indemnity insurance
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Recording telephone calls
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Culture and governance
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Embedding the Mortgage Market Review: Advice and Distribution
This report summarises the key findings of our thematic review of the quality and suitability of mortgage advice provided by firms following implementation of the Mortgage Market Review (MMR).
TR15/9: Embedding the Mortgage Market Review: Advice and Distribution
General insurance add-ons market study
This report sets out our final findings from our market study on the sale of general insurance add-ons. This follows on from our provisional findings report in March 2014, and takes account of the consultation responses we received.