In focus

Contracts for difference

Find out about our expectations of providers and brokers of retail contract for difference products, which include spread betting and rolling spot foreign exchange.

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Advising on P2P agreements

Find out more about the new permission for the regulated activity of ‘advising on P2P agreements’.

Meeting investors’ expectations

We report the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the appropriate distribution of their funds.

TR16/3: Meeting investors’ expectations

EBA review of the prudential framework for MiFID investment firms

On 17 January, we hosted an event to talk through the recent EBA discussion paper and explain the thinking behind the proposals and give firms the opportunity to ask questions.

Watch a recording of the event (registration required).