In this section
Tasks for regulated firms
Contracts for difference
Oversight of best execution
Meeting investors’ expectations
We report the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the appropriate distribution of their funds.
EBA review of the prudential framework for MiFID investment firms
On 17 January, we hosted an event to talk through the recent EBA discussion paper and explain the thinking behind the proposals and give firms the opportunity to ask questions.