In this section
Tasks for regulated firms
Meeting investors’ expectations
We report the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the appropriate distribution of their funds.
EBA data collection from investment firms
The EBA has issued a data request to support their response to the European Commission's Call for Advice on a new prudential framework for investment firms.
Investment firms that are, or expect to be, prudentially regulated by us as a result of MiFID should email their completed templates to InvestmentFirmEBADataCollection@fca.org.uk by 7 October 2016.