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Handbook

Annual fees: online invoices

Authorisation: new to regulation

Asset Managers

IFPR and eligibility for enhanced SM&CR status as a Significant SYSC firm

Published:

16/08/2022

FCA encourages market participants to continue transition of LIBOR-linked bonds

Published:

16/08/2022

Larry Barreto pleads guilty to carrying on regulated activities without authorisation

Published:

10/08/2022

FCA and PSR, Joint Regulatory Oversight Committee co-chairs, appoint Bryan Zhang as Strategic…

Published:

09/08/2022

FCA appoints new Director of International

Published:

05/08/2022

FCA fines Sir Christopher Gent for disclosing inside information

Published:

05/08/2022

FCA confirms new rules to improve oversight of Appointed Representatives

Published:

03/08/2022

FCA to open Leeds office in September with 100 new jobs

Published:

02/08/2022

FCA issues an update on switching in the mortgage market

Published:

02/08/2022

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In focus

Asset management firms: prepare now for the end of LIBOR

UK authorities have been clear that the intention is that LIBOR will cease to exist after end-2021

Transition from LIBOR

We’ve announced when the LIBOR panels will cease. Firms must make sure they’re ready.

Investment management data – Annual Report 2019/20

In our 2019/20 Business Plan, we made a commitment to provide a range of metrics to assess the impact of actions put in place since our Asset Management Market Study in 2016

Options for reporting income for FSCS levy calculations

Clarification for investment managers on how to report income