In focus

Contracts for difference

Find out about our expectations of providers and brokers of retail contract for difference products, which include spread betting and rolling spot foreign exchange.

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Advising on P2P agreements

Find out more about the new permission for the regulated activity of ‘advising on P2P agreements’.

Meeting investors’ expectations

We report the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the appropriate distribution of their funds.

TR16/3: Meeting investors’ expectations

EBA data collection from investment firms

The EBA has issued a data request to support their response to the European Commission's Call for Advice on a new prudential framework for investment firms.

Investment firms that are, or expect to be, prudentially regulated by us as a result of MiFID should email their completed templates to InvestmentFirmEBADataCollection@fca.org.uk by 7 October 2016.

See the EBA's website for full details and templates.