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General insurers and insurance intermediaries
In this section
Tasks for regulated firms
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Approved persons
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Senior Insurance Managers Regime
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Change in control
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Appointed representatives and principals
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Passporting
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Variation of permission
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Waivers and modifications
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Fees and levies
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Regulatory reporting
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Change of legal status
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Firm details
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Advising on P2P agreements
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Tracing employers' liability insurers
Your business
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Client money and assets
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Financial crime
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Money laundering and terrorist financing
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Whistleblowing
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Insurance Conduct of Business Sourcebook (ICOBS)
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Credit authorisations - connected contracts
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Insurance fraud
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Insurance: disclosure documents
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Outsourcing claim activities to private investigators
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Training and competence
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Recruiting, training and supervising staff
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Financial incentives
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Remuneration
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External audit requirements
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Compliance and other support
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Product sales data
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Recording telephone calls
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Reviewing your resources
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Subordinated loans
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Professional indemnity insurance
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Culture and governance
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Insurance brokers due diligence on insurers
Your customers
In focus
Senior Insurance Managers Regime
The FCA and PRA have introduced a range of policies that aim to increase individual accountability within the insurance sector.
Our Business Plan 2018/19
Our annual Business Plan explains the specific areas of work we are prioritising for the next year.
General Insurance value measures pilot
We have published the second set of data in our general insurance value measures pilot.
Principals and their appointed representatives in the general insurance sector
This report sets out the findings from our thematic review of principal firms and their appointed representatives in the general insurance sector.
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