Bookmark
General insurers and insurance intermediaries
In this section
Tasks for regulated firms
-
Approved persons
-
Senior Insurance Managers Regime
-
Change in control
-
Appointed representatives and principals
-
Passporting
-
Variation of permission
-
Waivers and modifications
-
Fees and levies
-
Regulatory reporting
-
Change of legal status
-
Firm details
-
Advising on P2P agreements
-
Tracing employers' liability insurers
Your business
-
Client money and assets
-
Financial crime
-
Money laundering and terrorist financing
-
Whistleblowing
-
Insurance Conduct of Business Sourcebook (ICOBS)
-
Credit authorisations - connected contracts
-
Insurance fraud
-
Insurance: disclosure documents
-
Outsourcing claim activities to private investigators
-
Training and competence
-
Recruiting, training and supervising staff
-
Financial incentives
-
Remuneration
-
External audit requirements
-
Compliance and other support
-
Product sales data
-
Recording telephone calls
-
Reviewing your resources
-
Subordinated loans
-
Professional indemnity insurance
-
Culture and governance
-
Insurance brokers due diligence on insurers
Your customers
-
Treating vulnerable consumers fairly
-
Fair treatment of customers
-
Key Information Documents: PRIIPs
-
General insurance brokers: acting for commercial customers
-
Insurance: business practice, suitability and eligibility
-
Financial promotions and adverts
-
Transparency in insurance renewals
-
Unfair contract terms
In focus
General insurance pricing practices market study (MS18/1)
In October 2019 we published the interim report of our market study – part of a package of work to make GI markets work well for consumers.
Senior Insurance Managers Regime
The FCA and PRA have introduced a range of policies that aim to increase individual accountability within the insurance sector.
Sign up for Regulation Round-up
Regulation Round-up is our monthly newsletter to all regulated firms, including hot topics, event information and news affecting each sector. Sign up below.