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Financial advisers
In this section
Regulated firm tasks
Your business
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Professional standards: advisers
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Client money and assets
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Financial crime
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Advising on P2P agreements
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Capital resources requirements for personal investment firms (PIFs)
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Money laundering and terrorist financing
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Whistleblowing
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Training and competence
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Recruiting, training and supervising staff
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Recording telephone calls
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Financial incentives
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Remuneration
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External audit requirements
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Compliance and other support
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Reviewing your resources
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Professional indemnity insurance
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Recording telephone calls
Your customers
In focus
Survey of firms providing financial advice
This report summarises the results of a survey of 233 firms active in providing financial advice on retail investment products, carried out in November 2015.
The results from this survey informed FAMR and the proposals recommended, and are being used to inform our ongoing supervisory work in this area.
Financial Advice Market Review: final report
This report presents a series of measures aimed at stimulating the development of a market that provides affordable and accessible financial advice and guidance for everyone, at all stages of their lives.
It also contains proposals designed to increase consumer engagement with financial advice.
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