In this section
Tasks for regulated firms
Read our pages on EU and international directives.
Changes to COBS in Quarterly Consultation Paper No. 15
A chapter in our latest Quarterly Consultation Paper is looking to make changes to COBS on adviser charging for vertically integrated firms, arising out of the Financial Advice Market Review.
MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.