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Showing 101 to 110 of 13808 search results for your firm can register on Connect.

  1. Alert for firms: fake FCA communications

    Firms Published: 21/03/2024 Last modified: 21/03/2024
    Search our list of the fake FCA communications we’re aware of, and find out how to check whether a communication you’ve received from us is genuine.

  2. Authorised electronic money institution (authorised EMI)

    Last modified: 22/09/2017
    4. If you are unsure about the territories in which you will be considered to be providing payment services, you should seek your own legal advice. ... 2. If you are unsure about the territories in which you will be considered to be providing payment

  3. LIBOR and mortgage interest rates

    Consumers Your rights Published: 10/06/2021 Last modified: 20/03/2023
    LIBOR is an interest rate benchmark that’s being phased out. If your mortgage uses LIBOR, find out what you should expect to happen and what you need to do.

  4. Controller forms needed for authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 09/08/2017
    A ‘controller’ includes any person who holds a certain level of influence over a UK authorised firm, whether directly or indirectly, through ownership rights, such as shareholdings, voting rights or partnership interests. Find the right

  5. Carbon credit trading scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed.

  6. RMA-C Client money and assets: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-C Client money and assets.

  7. Land banking investment scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how land banking investments work, how to avoid scams and what to do if you’re scammed.

  8. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.

  9. How the UK will regulate for the future

    Speeches Published: 14/07/2022 Last modified: 14/07/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

  10. Regulatory Sandbox accepted firms

    Firms Published: 27/03/2022 Last modified: 15/01/2024
    Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.