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Showing 52 to 61 of 4369 search results for work on firm culture.

  1. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    In my view they did it because they operated in a culture in which they believed, at best, that poor behaviour would be excused by the results for the firm, and ... A blunt tool, perhaps, but a vital one in making plain to all the firms we regulate, and
  2. Executive committees

    About us Our structure Published: 04/04/2016 Last modified: 06/04/2022
    Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.
  3. Whistleblowing in practice: Case studies

    Last modified: 28/02/2022
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act. 
  4. The commercial importance of culture to industry

    Speeches Published: 02/12/2014 Last modified: 02/12/2014
    The commercial importance of culture to industry. Speeches First published:. 02/12/2014. ... And for me, there’s an uneasy contrast here between the relative success of many firms in reconstructing their prudential positions, with their inability to
  5. Culture and conduct - extending the accountability regime

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.
  6. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    an issue; does the firm know who is accountable for what within their firms and do they hold them to account? ... We agree - financial incentive schemes are often a good clue to a firm’s culture.
  7. A sustainable conduct environment

    Speeches Published: 20/03/2014 Last modified: 27/03/2014
    Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Why diversity and inclusion are regulatory issues

    Speeches Published: 17/03/2021 Last modified: 13/09/2021
    Speech by our CEO, Nikhil Rathi, at the launch of the HM Treasury Women in Finance Charter Annual Review.
  9. Diversity: delivering excellence for the future

    Speeches Published: 10/06/2019 Last modified: 11/06/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International at City and Financial: Women in Finance 2019, London
  10. Enhancing market integrity

    What we do Published: 19/04/2016 Last modified: 16/09/2019
    We aim to support and empower a healthy and successful financial system, where firms can thrive and consumers can place their trust in transparent and open markets.