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UK Securities Financing Transactions Regulation (UK SFTR)
The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market. -
Apply to become a mortgage broker
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Apply to become a claims management company
Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities. -
Limited Network Exclusion (LNE)
The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards. -
Wholesale markets firm applicants
If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first. -
Your rights with financial services
Your rights as a consumer are protected by law. Find out what to expect from your providers, and where you can go if something goes wrong. -
Waivers and modifications
Find out what waivers and modifications are and which ones we've published – including MIFIDPRU Permissions and CRR Permissions. -
Become an appointed representative
Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm. -
Apply to become a home finance provider
Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator. -
Electronic Communications Exclusion (ECE)
Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you.