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Showing 71 to 80 of 2083 search results for wealth fund.

  1. Vaquita Capital / Vaquita Fund SLP / Vaquita Services Limited / IGlobal Management / Robinson & Cooper Wealth Management

    Warnings Published: 06/04/2023 Last modified: 06/04/2023
    Vaquita Capital / Vaquita Fund SLP / Vaquita Services Limited / IGlobal Management / Robinson & Cooper Wealth Management is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  2. The Financial Resilience Survey data

    Data Published: 04/04/2024 Last modified: 04/04/2024
    The FCA presents the results of the final Financial Resilience Survey issued in October 2023.

  3. Illiquid assets and open-ended investment funds: DP17/1

    Discussion papers Published: 08/02/2017 Last modified: 09/05/2017
    We are launching a discussion about some of the risks created when consumers use open-ended funds to gain exposure to assets that may be difficult for the fund manager to buy, sell or value quickly. In this paper we refer to these assets as

  4. Notice to all FCA regulated firms with exposure to cryptoassets

    Statements Published: 24/03/2022 Last modified: 24/03/2022
    We are reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets and related services.

  5. FS20/2: Patient Capital and Authorised Funds

    Feedback statements Published: 12/12/2018 Last modified: 28/02/2020
    This Feedback Statement summarises responses from DP18/10 on whether there are unnecessary barriers to investing in patient capital through authorised funds.

  6. FCA bans two individuals for lack of integrity

    Press Releases Published: 09/06/2016 Last modified: 09/06/2016
    These two individuals misused pension funds, endangering the retirement incomes of hundreds of people. ... fees could later be added to the forms (and taken from customers’ funds) without their knowledge.

  7. CP15/20: Investing in authorised funds through nominees

    Consultation papers Published: 22/06/2015 Last modified: 22/06/2015
    unitholders’, to notify the underlying beneficial owners of units in those funds when the authorised fund manager or the depositary issues certain fund information, or notifications about general meetings of unitholders. ... CP15/20: Investing in

  8. Restrictions placed on Dolfin Financial (UK) Ltd

    News stories Published: 12/03/2021 Last modified: 27/08/2021
    The FCA has imposed a number of restrictions on Dolfin Financial (UK) Ltd, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business.

  9. Silverbird Global Limited (SGL) enters special administration

    Firms in administration News stories Published: 14/03/2024 Last modified: 15/03/2024
    On 13 March 2024, Silverbird Global Limited entered special administration. FRP Advisory Trading Limited are administrators.

  10. Alternative investment fund manager (AIFM) hosting

    Firms Published: 25/03/2024 Last modified: 25/03/2024
    Information for AIFMs using the host model to manage alternative investment funds (AIFs), known as AIFM hosting.
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