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Showing 142 to 151 of 16486 search results for warning.

142. FCA Warning List of unauthorised firms

     Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

143. Transaction reporting

     Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
     We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

144. How we work

     About us Last modified: 19/03/2024
     Find out about the FCA Strategy 2022 to 2025, including our expectations for financial services over the next 3 years and how we'll measure our performance.

145. Sign up for FCA events updates

     Last modified: 11/01/2023
     Warning message.

146. ATM10

     Warnings Published: 12/03/2024 Last modified: 12/03/2024
     ATM10 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

147. www.longleafmanagement.co.uk (clone of FCA Authorised Schedule 5 firm)

     Warnings Published: 26/08/2021 Last modified: 26/08/2021
     www.longleafmanagement.co.uk (clone of FCA Authorised Schedule 5 firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

148. Credit unions

     Tasks for firms Published: 11/05/2015 Last modified: 03/05/2024
     Find out how to get authorised and about other requirements for credit unions.

149. RegData resources

     Registers and systems Published: 21/06/2020 Last modified: 13/02/2023
     RegData will be our new data collection platform for gathering regulatory data from firms. It will replace our current system Gabriel. 

150. Authorisation

     Firm authorisation Firms Last modified: 19/12/2023
     Authorisation landing page

151. 2020 fines

     News stories Published: 21/01/2020 Last modified: 02/12/2022
     This page contains information about enforcement fines published during the calendar year ending 2020.

152. Change in Control

     Tasks for firms Published: 01/08/2015 Last modified: 23/02/2024
     Find out when you need to notify us to acquire or change control in a firm that we regulate.