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Showing 92 to 101 of 21500 search results for warning notice.

92. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

93. Pension scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

94. Greenfield Securities [pdf]

    Warning notices Published: 10/04/2013 Last modified: 06/09/2014

95. Do the right thing

    Speeches Published: 01/06/2023 Last modified: 30/10/2023
    Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

96. Personal data and Financial Lives survey

    Last modified: 01/02/2024
    This privacy notice explains what personal data the FCA collects during the Financial Lives survey and how and why it uses the information as part of its regulatory work.

97. Consumer Duty – information for firms

    Tasks for firms Published: 03/10/2022 Last modified: 01/11/2023
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

98. TONPEX

    Warnings Published: 29/01/2024 Last modified: 29/01/2024
    TONPEX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

99. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

100. 2013 fines

     News stories Published: 02/01/2013 Last modified: 26/03/2024
     Fines published during the calendar year ending December 2013.

101. UK AIFM forms

     Firms Investment managers Focus areas Published: 08/06/2016 Last modified: 08/02/2023
     We list the forms UK AIFMs need in order to vary permissions, submit applications, notifications and make other changes.

102. Regulated Broker

     Warnings Published: 22/10/2015 Last modified: 13/03/2024
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.