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Showing 82 to 91 of 1306 search results for warning notice if it considers.
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FCA Warning List of unauthorised firms
Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK. -
Primary Market Bulletin 40
In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation. -
Information we can share
A guide to what the FCA can and can’t share with the public about firms, people, and markets. -
Personal data and enforcement
How and why the FCA uses personal data to carry out its enforcement functions. -
Becoming an appointed representative if you’re a funeral plan intermediary
Find out how to become an appointed representative (AR) that sells and distributes funeral plans on behalf of a principal firm. -
Our approach to competition
The FCA promotes effective competition in the interests of consumers. -
Change or cancel an approval for a controlled function
Find out how to change, withdraw or cancel approval for a controlled function, including a senior management function (SMF). -
Branch and ATM closures or conversions; good practice and areas for improvement
Find out more about the good and poor practice the FCA has seen when supervising firms planning branch or ATM closures or conversions. -
Independently East Ltd enters compulsory liquidation
Independently East Ltd entered compulsory liquidation following an application made by the FCA. -
2016 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. -
Service standards 2020/21
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.