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Showing 72 to 81 of 1306 search results for warning notice if it considers.
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FCA Warning List of unauthorised firms
Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK. -
How we calculate annual fees
Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds. -
FCA censures London Capital & Finance plc
The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds. -
Apply to become a sponsor
If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved. -
How we process approved person applications
Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes. -
Binary options scams
Find out how binary options work, how to avoid scams and what to do if you’re scammed. -
Forex trading scams
Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed. -
Annual fees: Online Invoices with FCA Chrysalis
Firms use the FCA online invoicing portal to access their invoices, pay their fees and more. The portal is the most efficient and environmentally friendly way for them to communicate with firms. Find out how to register and login below. -
FCA outcomes and metrics
The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them. -
FCA publishes Decision Notices for Banque Havilland SA and three of its former employees
The FCA has decided to fine Banque Havilland £10m; its former London branch CEO, Edmund Rowland, £352,000; David Weller, a former London branch senior manager, £54,000; and Vladimir Bolelyy, a former London branch employee, £14,200. -
IFPR implementation observations: quantifying threshold requirements and managing financial resources
Firms should consider these and how they can strengthen their processes.