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Showing 62 to 71 of 1306 search results for warning notice if it considers.
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FCA Warning List of unauthorised firms
Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK. -
CP23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2023/24
The FCA and PRA consult on proposals for the FSCS's annual Management Expenses Levy Limit (MELL) for 2023/24. -
Settlement in enforcement cases
An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned. -
The supervision of sponsors
Our supervision of sponsors is distinct from our supervision of authorised firms. We focus on ensuring sponsors fulfil their responsibilities under the listing regime. -
FCA cancels KBFS Financial Limited’s authorisation
We have cancelled the permissions of KBFS Financial Limited (KBFS), preventing them from providing any financial services. -
Primary Market Bulletin 48
This special edition consults on changes we propose to make to guidance in our Knowledge Base -
Statement on communications in relation to PRIIPs and UCITS
Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry. -
FCA update on cash savings - December 2023
This update sets out how the market has developed since the FCA published its review on the cash savings market, as well as where firms need to continue to make progress towards the consumer outcomes the FCA expects. -
Online trading scams
Find out how online trading scams work, how to avoid scams and what to do if you’re scammed. -
Side pockets
Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect. -
FCA statement on short selling bans and reporting
Find out the powers the FCA are provided with by the Short Selling Regulation (SSR).