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Showing 121 to 130 of 772 search results for transfer advice in the pensions.

  1. Insistent clients: good and poor practice

    Tasks for regulated firms Published: 24/02/2016 Last modified: 09/02/2023
    Find out more about what the FCA consider to be good and poor practice when advising insistent clients.

  2. A to Z of financial terms - Transfer advice in the pensions

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.

  3. FCA announces further action on defined benefit transfers

    Press Releases Published: 19/06/2019 Last modified: 19/06/2019
    The Financial Conduct Authority has today published the results of the data it has received from firms carrying out Defined Benefit (DB) transfers and set out the next steps in its supervisory work related to transfers.

  4. 2022 fines

    News stories Published: 28/02/2022 Last modified: 04/01/2023
    Enforcement fines published in 2022.

  5. PS22/13: Calculating redress for non-compliant pension transfer advice [pdf]

    Policy statements Published: 28/11/2022
    This policy statement summarises the feedback we received on Chapters 1‑7 of CP22/15 and the changes we have decided to make to the methodology following consultation.

  6. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

  7. Improving the suitability of financial advice

    Speeches Published: 19/09/2019 Last modified: 03/10/2019
    Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate.

  8. FCA fines LJ Financial Planning Ltd £107,200

    Press Releases Published: 10/12/2020 Last modified: 10/12/2020
    Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.

  9. FCA publishes Defined Benefit Advice Assessment Tool

    News stories Published: 15/01/2021 Last modified: 15/01/2021
    The DBAAT helps the market understand how we assess the suitability of defined benefit pension transfer advice

  10. Pension scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.
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