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Showing 92 to 101 of 1403 search results for total fines.
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Fines
Table of fines with links to further information. -
Consumer credit regulation: the journey so far
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
Four individuals charged over suspected water scam
The FCA alleges that the individuals ran an unauthorised investment scheme, which defrauded investors out of £3.9 million. -
Time is running out: the pressure is on to prioritise PPI
With one in five Brits reporting they’ve left making a decision to the last minute and with a week to go to the PPI complaints deadline, the time for decision-making is now. -
Speech: Culture in UK banking – regulatory priorities
Specifically, in some cases there was absolutely no link. Economically, this seemed surprising.FCA disciplinary action should be bad for reputations and revenues, and fines harm profits further.The management should, ... Perform: How to Build the Highest -
Why diversity and inclusion are regulatory issues
Speech by our CEO, Nikhil Rathi, at the launch of the HM Treasury Women in Finance Charter Annual Review. -
FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears
FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears. ... The redress scheme is currently underway and approximately 33,900 customers will be repaid a total of £8.4 million. -
Firm Details Attestation (FDA) since January 2021 - January 2022
The FCA responds to multiple questions on Firm Details Attestation. -
Two individuals guilty of making £3m worth of fraudulent mortgage applications
Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by the FCA. -
Adviser Mark Abley pays £106k for poor pension transfer advice
The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers. -
FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules
FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules. ... Had the Firms become insolvent, the total value of safe custody assets at risk would