Search results
Showing 121 to 130 of 1584 search results for this issue of the Data Bulletin.
-
FSA issues fines totalling £4.2m for transaction reporting failures
The Financial Services Authority (FSA) has fined three firms a total of £4.2m for failing to provide accurate and timely transaction reports to the FSA. -
FCA issues warning over ‘clone firm’ investment scams
With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public -
Overview of the FCA prudential approach
Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum. This is the text of the speech as drafted, which may differ from the delivered version. -
Primary Market Bulletin Issue 22 [pdf]
In this edition, we advise issuers and other stakeholders of key changes to the Listing Rules, the Disclosure Guidance and Transparency Rules and the Prospectus Rules that will be applicable if the UK leaves the EU on 29 March 2019 without an -
Primary Market Bulletin Issue 19 [pdf]
This edition covers our consultation on a proposed update to our existing technical note on periodic financial information and inside information (UKLA/TN/506.1), involving the delay in the disclosure of inside information under Article 17(4) of the -
Primary Market Bulletin Issue 18 [pdf]
This edition focuses on our proposed new guidance for sponsors on their obligations to ensure directors understand their responsibilities under the listing rules, disclosure requirements and transparency rules, and that directors have established -
Primary Market Bulletin Issue 21 [pdf]
In this edition, we advise market makers and issuers of new regulatory obligations that they will need to implement for the Short Selling Regulation (SSR) and Market Abuse Regulation (MAR), if the UK leaves the EU on 29 March 2019 without an -
The FCA’s and PSR’s joint approach to Access to Cash
For many people cash continues to be a vital way of making payments, despite the changes brought by Covid 19. As High Streets prepare to re-open, more shops will rely on the availability of cash and the ability to access banking services such as -
Data strategy 2020
The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission. -
Reporting requirements: payment service providers and e-money issuers
The FCA provides the information and data we need from you to meet your regular reporting requirements, including details on how to submit your report.