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Showing 61 to 70 of 1161 search results for supervised by the Prudential Regulation Authority.

  1. UK Financial Conduct Authority and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit

    Press Releases Published: 08/04/2019 Last modified: 08/04/2019
    The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today announced they have agreed two Memoranda of Understanding to ensure there is continuity once the UK leaves the European Union. The MoUs

  2. FCA returns funds to land banking victims

    Press Releases Published: 14/01/2020 Last modified: 14/01/2020
    FCA returns funds to land banking victims

  3. Alex Hope charged with perverting the course of justice

    Press Releases Published: 30/11/2017 Last modified: 14/12/2017
    Today, 30 November 2017, Alex Hope appeared before the Camberwell Green Magistrates’ Court in relation to an offence of perverting the course of justice.

  4. Nikhil Rathi appointed as new Chief Executive of the FCA

    Press Releases Published: 22/06/2020 Last modified: 22/06/2020
    HM Treasury have today announced the appointment of Nikhil Rathi as the new permanent Chief Executive of the Financial Conduct Authority (FCA).

  5. Innovation Hub now open for business, says FCA

    Press Releases Published: 28/10/2014 Last modified: 28/10/2014
    The Financial Conduct Authority’s (FCA) Innovation Hub, part of Project Innovate, is now open and offering support to innovators. ... of all regulated financial firms and the prudential supervision of those not supervised by the Prudential Regulation

  6. FCA proposes changes to encourage better customer communications

    Press Releases Published: 22/10/2015 Last modified: 22/10/2015
    On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the ... Prudential Regulation Authority (PRA).

  7. Case concerning CEO referred to the Upper Tribunal

    Press Releases Published: 11/12/2015 Last modified: 11/12/2015
    On 1 April 2013, the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the Prudential ... Regulation Authority (PRA).

  8. FCA confirms final rules for independent governance committees

    Press Releases Published: 04/02/2015 Last modified: 04/02/2015
    On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the ... Prudential Regulation Authority (PRA).

  9. FCA charges two in relation to an unauthorised investment scheme

    Press Releases Published: 29/04/2013 Last modified: 15/05/2013
    The Financial Conduct Authority (FCA) has charged Alex Hope of Docklands, London and Raj Von Badlo of Bourne End, Buckinghamshire with a total of ten offences relating to an unauthorised investment scheme they promoted and operated. The scheme

  10. FCA publishes latest Retirement Income Market Data

    Press Releases Published: 07/01/2016 Last modified: 14/01/2016
    The information is helping to inform the FCA’s approach to regulation of the market. ... On 1 April 2013, the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by
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