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Showing 51 to 60 of 1161 search results for supervised by the Prudential Regulation Authority.

  1. Martin Wheatley to stand down as FCA Chief Executive

    Press Releases Published: 17/07/2015 Last modified: 17/07/2015
    On 1 April 2013, the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the Prudential Regulation Authority (PRA). ... On 1 April 2014, the FCA took over

  2. New Chairs of the Financial Conduct Authority’s Practitioner Panel and Markets Practitioner Panel announced today

    Press Releases Published: 30/06/2017 Last modified: 30/06/2017
    The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel.

  3. FCA publishes its approach to regulatory failure

    Press Releases Published: 18/04/2013 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has today published its approach to investigating and reporting on regulatory failure, as required by the Financial Services Act 2012 (the Act). The Act requires the FCA to publish a statement of policy setting

  4. Catherine Bradley appointed as non-executive director

    Press Releases Published: 08/07/2014 Last modified: 08/07/2014
    The Financial Conduct Authority (FCA) today confirmed the appointment of Catherine Bradley as a Non-Executive Director to its board. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the

  5. FCA fines former fund manager Paul Stephany

    Press Releases Published: 05/02/2019 Last modified: 05/02/2019
    The Financial Conduct Authority (FCA) has fined Paul Stephany, a former fund manager at Newton Investment Management Limited, £32,200 for his conduct in relation to an Initial Public Offering (IPO) and a placing.

  6. Statement on the Financial Conduct Authority’s enforcement investigation into issues relating to HBOS Reading

    Press Releases Published: 07/04/2017 Last modified: 27/06/2019
    The Financial Conduct Authority (FCA) today announces that it is investigating events surrounding the discovery of misconduct within the Reading-based Impaired Assets team of Halifax Bank of Scotland (HBOS).

  7. FCA restricts distribution of CoCos to retail investors

    Press Releases Published: 05/08/2014 Last modified: 06/01/2017
    On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the ... Prudential Regulation Authority (PRA).

  8. Nick Stace appointed as Non-Executive Director

    Press Releases Published: 21/03/2017 Last modified: 21/03/2017
    The Financial Conduct Authority (FCA) today confirmed the appointment of Nick Stace as a Non-Executive Director to its board.

  9. Three arrested in FCA boiler room investigation

    Press Releases Published: 15/01/2014 Last modified: 15/01/2014
    On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the ... Prudential Regulation Authority (PRA).

  10. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    The Financial Conduct Authority (FCA), alongside the Prudential Regulation Authority (PRA), has today published new rules in relation to whistleblowing. ... Prudential Regulation Authority (PRA).
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