Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 41 to 50 of 1161 search results for supervised by the Prudential Regulation Authority.

  1. Three charged with insider dealing

    Press Releases Published: 28/04/2015 Last modified: 05/04/2023
    As part of an investigation by the FCA Manjeet Singh Mohal, Reshim Birk and Surinder Pal Singh Sappal all of Southall, Middlesex appeared before Westminster Magistrates’ court in respect of offences of insider dealing.

  2. FCA consults on Market Abuse Regulation policy proposals and Handbook changes

    Press Releases Published: 05/11/2015 Last modified: 05/11/2015
    The Financial Conduct Authority (FCA) has today published its policy proposals and Handbook changes to support the implementation of the new European Market Abuse Regulation regime, which will apply from 3 ... On 1 April 2013 the FCA became responsible

  3. Two plead guilty to insider dealing

    Press Releases Published: 30/11/2016 Last modified: 30/11/2016
    In a case brought by the Financial Conduct Authority (FCA) Manjeet Mohal and Reshim Birk have today pleaded guilty to three counts of insider dealing on day three of their trial at the Central Criminal Court. They will be sentenced on 13 January 2017

  4. FCA provides update on PPI

    Press Releases Published: 02/08/2016 Last modified: 26/06/2019
    On 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the Prudential ... Regulation Authority (PRA).

  5. New accountability regime for banks and insurers comes into force

    Press Releases Published: 07/03/2016 Last modified: 19/04/2016
    in the UK banking industry.This was followed by legislation in the Banking Reform Act 2013.The launch of the new regime by the Prudential Regulation Authority and Financial Conduct Authority ... On 1 April 2013 the FCA became responsible for the conduct

  6. Adviser numbers in line with expectations

    Press Releases Published: 15/08/2013 Last modified: 15/08/2013
    On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the ... Prudential Regulation Authority (PRA).

  7. As new pension freedoms arrive be ScamSmart

    Press Releases Published: 23/03/2015 Last modified: 12/04/2024
    As changes to the pension system approach, the FCA has urged people to be ScamSmart and on the look-out for dodgy investment scams.

  8. FCA proposes cap on early exit charges

    Press Releases Published: 26/05/2016 Last modified: 26/05/2016
    The Financial Conduct Authority (FCA) has today announced the level at which it will consult to cap early exit charges for those consumers wishing to make use of the pension freedoms. ... On 1 April 2013 the FCA became responsible for the conduct

  9. Nausicaa Delfas appointed Executive Director of International

    Press Releases Published: 01/02/2018 Last modified: 01/02/2018
    The Financial Conduct Authority has today announced the appointment of Nausicaa Delfas as the Executive Director of International.

  10. Financial Conduct Authority appoints new Chief Economist

    Press Releases Published: 05/09/2019 Last modified: 05/09/2019
    The Financial Conduct Authority (FCA) has appointed Kate Collyer as its Chief Economist. Kate is currently Chief Economist for Energy and Market Frameworks and Joint-Director of Analysis at Department for Business, Energy and Industrial Strategy
Related topics