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Showing 51 to 60 of 124 search results for summa capital.

  1. Sub-threshold firm notifications

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    Find out how to notify us when a sub-threshold firm exceeds the assets under management (AuM) threshold.

  2. Group reporting data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Group reporting data items: FAQs

  3. Expectations of firms selling client banks

    Firms Published: 19/12/2023 Last modified: 19/12/2023
    In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

  4. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  5. Unfair contract terms library

    Tasks for firms Published: 03/08/2015 Last modified: 31/10/2023
    The FCA's work on unfair contract terms including past undertakings, agreements and other publications.

  6. Close links

    Tasks for regulated firms Published: 31/07/2015 Last modified: 09/02/2023
    Close links requirements are part of our work to ensure firms are not used for financial crime and preserve the stability of the financial system. Find out how to report close links.

  7. Annual accounts and reports

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about sending annual accounts and reports, including where to find and submit your form online.

  8. Variations of Part 4A Permissions help: Connect

    Tasks for regulated firms Published: 04/05/2016 Last modified: 09/02/2023
    Read more about the application used to add, vary and cancel Part 4A permissions in Connect.

  9. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

  10. Modification by consent: COLL 5.6.22R

    Tasks for firms Published: 08/05/2015 Last modified: 11/10/2023
    Find out how this modification works and how to take advantage of it.