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Showing 41 to 50 of 124 search results for summa capital.

  1. Passporting between the UK and Gibraltar

    Firms Published: 12/01/2023 Last modified: 11/12/2023
    Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more.

  2. RMA-F Threshold conditions: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-F Threshold conditions: FAQs

  3. Apply for a waiver or modification

    Tasks for firms Published: 06/05/2015 Last modified: 17/08/2023
    Find out how to apply to us for a waiver or modification of Handbook rules.

  4. RMA-H COBS data: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-H COBS data: FAQs

  5. Reporting complaints

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    The Dispute Resolution (DISP) rules require firms to send us reports on volumes of complaints. Find out how to submit one.

  6. Retail Mediation Activity data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Retail Mediation Activity data items: FAQs

  7. Payment institution applicants

    Tasks for firms Published: 08/05/2015 Last modified: 26/03/2024
    Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA.

  8. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 24/04/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.

  9. Sub-threshold firm notifications

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    Find out how to notify us when a sub-threshold firm exceeds the assets under management (AuM) threshold.

  10. Group reporting data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Group reporting data items: FAQs