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Showing 11 to 20 of 124 search results for summa capital.

  1. External audit requirements for insurance intermediaries

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Insurance intermediary audit requirements for firms. Read more about what you need to do.
  2. Retail Mediation Activity data items: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    Retail Mediation Activity data items: help text.
  3. Reporting requirements: payment service providers and e-money issuers

    Tasks for firms Published: 12/05/2015 Last modified: 12/03/2024
    The FCA provides the information and data we need from you to meet your regular reporting requirements, including details on how to submit your report.
  4. RegData help and FAQs

    Registers and systems Published: 04/05/2016 Last modified: 13/02/2023
    You can find help and/or FAQs on all the Gabriel data items below and via the links to the right.
  5. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 06/02/2023
    The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.
  6. Reviewing your resources

    Tasks for regulated firms Published: 03/08/2015 Last modified: 15/02/2023
    If you are a regulated firm, or wish to become regulated, you should review the level of resources required to operate your business effectively.
  7. Climate Financial Risk Forum (CFRF)

    Firms Published: 11/08/2019 Last modified: 12/06/2023
    The Climate Financial Risk Forum (CFRF) brings together senior financial sector representatives to share their experiences in managing climate-related risks and opportunities.
  8. Aviation and Tech Capital Ltd, trading as Ablrate, enters administration

    Firms News stories Published: 16/01/2024 Last modified: 17/01/2024
    Aviation and Tech Capital Ltd t/a Ablrate, a regulated Peer-to Peer firm, has entered administration.
  9. Regulatory reporting

    Tasks for regulated firms Published: 03/05/2016 Last modified: 09/02/2023
    Find out more about the type of reports you should be sending us to comply with our regulatory requirements.
  10. Varying your payment services

    Tasks for regulated firms Published: 05/05/2015 Last modified: 10/02/2023
    The FCA provides information on how to register changes to payment services.