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Showing 22 to 31 of 443 search results for statement on MiFID II.
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Statements
List of statements -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms. -
Statement on the Operation of the MiFID Markets Regime
Read our statement on the operation of the MiFID Markets Regime after the transition period ends. -
Where next for investment and asset management regulation?
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017. -
Trading venues and systematic internalisers – changes in security statuses
Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade. -
Implementing MiFID II – multi-firm review of research unbundling reforms
Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how -
PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]
This is our final policy statement setting out final rules for our implementation of MiFID II. -
Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period. -
PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]
This is our first policy statement setting out our near final rules for our implementation of MiFID II. -
FCA statement on share trading obligations
The FCA's response to ESMA’s statement on share trading obligations under MiFID II.