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Showing 1 to 11 of 160 search results for significant fine on insurance broker.

1. Fines

   Table of fines with links to further information.

2. Tribunal upholds FCA ban and significant fine on insurance broker

   Press Releases Published: 28/06/2013 Last modified: 17/09/2013
   The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for

3. 2014 fines

   News stories Published: 02/01/2014 Last modified: 31/08/2016
   This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

4. 2015 Disclosure Log

   Last modified: 30/01/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

5. Our supervision overview

   Speeches Published: 02/06/2014 Last modified: 03/06/2014
   Speech by Clive Adamson, Director of Supervision, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

6. FCA fines CT Capital Ltd for failures related to PPI complaint handling

   Press Releases Published: 01/06/2016 Last modified: 01/06/2016
   The effect on individual customers was potentially significant: the average redress payment made in respect of a fully upheld complaint during the period was £5,959. ... CT Capital was the parent company of a group of lenders and loan brokers and was

7. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

   Press Releases Published: 01/02/2016 Last modified: 01/02/2016
   The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

8. Insurance brokers: serving consumers and businesses in times of uncertainty and change

   Speeches Published: 13/05/2022 Last modified: 13/05/2022
   Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.

9. Keynote address: Financial crime in the FCA world

   Speeches Published: 01/07/2013 Last modified: 18/07/2013
   Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

10. Investor protection in the UK: New tools, new challenges

    Speeches Published: 19/09/2014 Last modified: 19/09/2014
    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

11. Financial services regulation and enforcement: recent developments and emerging issues

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.