Search results
Showing 111 to 120 of 305 search results for set out in Primary Market Bulletin No.
-
How we monitor the market and contact issuers
We explain how we monitor the market, and when and how we might contact an issuer. -
Consumer Duty – information for firms
To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market. -
The retail intermediary market data 2022
This page provides the FCA's analysis of the intermediary sector in 2022 based on data drawn from the Retail Mediation Activities Return (RMAR). -
FCA reforms to enhance the effectiveness of UK primary markets
The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective. -
FCA and Bank sign joint MoU with FMSB
Jointly with the Bank of England we have signed a Memorandum of Understanding (MoU) with the Fixed Income, Currencies and Commodities Standards Board (FMSB) -
Market Watch 67
Newsletter on market conduct and transaction reporting issues. -
Protecting consumers
Find out how the FCA protects consumers from harm caused by bad conduct in the financial services industry. -
Finding opportunity in a world of uncertainty
Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference. -
Consumer protection in the listing regime
These questions included:. How broadly or narrowly should we interpret ‘consumer’ when thinking about the FCA’s consumer protection objective in a primary markets context? ... latter. Finally, we were also reminded of the need to be careful not to -
Our approach to consumers
Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective.