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Showing 101 to 110 of 802 search results for serious LIBOR.

  1. Financial services regulation and enforcement: recent developments and emerging issues

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Barclays fined £26m for failings surrounding the London Gold Fixing and former Barclays trader banned and fined for inappropriate conduct

    Press Releases Published: 23/05/2014 Last modified: 24/03/2015
    Plunkett's actions came the day after the publication of our LIBOR and EURIBOR action against Barclays. ... Plunkett’s misconduct is particularly serious because he preferred his interests over those of a customer and his actions had the potential to

  3. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

    Press Releases Published: 12/11/2014 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

  4. UK SFTR news

    Published: 05/03/2021 Last modified: 23/10/2023
    Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

  5. LIBOR Dear CEO letters

    Markets Published: 05/07/2021 Last modified: 09/01/2023
    Dear CEO letters setting out our expectations of firms transitioning away from LIBOR.

  6. LIBOR contractual triggers

    Firms Focus areas Markets Markets policy Published: 11/03/2020 Last modified: 15/02/2023
    How the FCA would announce LIBOR contractual triggers.

  7. Markets

    Markets Last modified: 24/05/2023
    FCA Markets landing page.

  8. Investigation opening criteria

    How we operate Published: 22/04/2016 Last modified: 21/02/2022
    Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct

  9. FSA - Internal Audit Report: A review of the extent of awareness within the FSA of inappropriate LIBOR submissions [pdf]

    Corporate documents Published: 05/03/2013 Last modified: 03/08/2016

  10. Tackling serious failings in firms

    News stories Published: 19/06/2014 Last modified: 09/12/2016
    The FCA has published a statement on how we will address serious failings of standards in firms.