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Showing 231 to 240 of 817 search results for senior managers regime.

231. Joint FCA and PRA statement on SM&CR and coronavirus: our expectations of dual-regulated firms - December 2020 update

     Published: 18/12/2020 Last modified: 18/01/2021
     In April 2020, we set out our expectations to help dual-regulated firms apply the SM&CR following the exceptional circumstances that arose from the coronavirus pandemic (Covid-19). We offered some additional flexibility in the application of the

232. FCA sets out its priorities for 2019/20

     Press Releases Published: 17/04/2019 Last modified: 13/03/2024
     The FCA published our Business Plan for 2019/20, outlining key priorities for the year.

233. Trust and ethics – a regulator’s perspective

     Speeches Published: 16/10/2018 Last modified: 16/10/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the launch of the St Mary’s University School of Business and Society, London.

234. PS15/29: Strengthening accountability in banking: Final amendments to the Decision Procedure and Penalties Manual and the Enforcement Guide

     Policy statements Published: 09/12/2015 Last modified: 26/05/2016
     new accountability regime (including the Senior Managers Regime and the Certification Regime), and use the new powers created by the Financial Services (Banking Reform) Act 2013 (the Banking Reform Act). ... Individuals subject to either the Senior

235. FCA publishes final report in relation to RBS GRG

     Press Releases Published: 13/06/2019 Last modified: 13/06/2019
     The Financial Conduct Authority (FCA) has today published the final report on its investigation in to Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG).

236. Vote Reporting Group

     Firms Published: 24/02/2023 Last modified: 26/04/2024
     Find out how the group aims to improve shareholder vote reporting by UK asset managers.

237. The hallmarks of a future-fit workforce

     Speeches Published: 05/03/2024 Last modified: 05/03/2024
     Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at TheCityUK and Financial Services Skills Commission Future Skills Conference.

238. How to organise a COO

     Speeches Published: 08/02/2023 Last modified: 08/02/2023
     Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

239. AI: Flipping the coin in financial services

     Speeches Published: 05/10/2023 Last modified: 05/10/2023
     Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.

240. Where next for investment and asset management regulation?

     Speeches Published: 28/09/2017 Last modified: 02/10/2017
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.