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Showing 151 to 160 of 381 search results for sTARWOOD aSSET mANAGEMENT fUND.

  1. FCA welcomes industry report on fund tokenisation

    Statements Published: 24/11/2023 Last modified: 24/11/2023
    The report sets out how firms can develop such models within the existing legal and regulatory framework.

  2. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

  3. The coronavirus (Covid-19) financial resilience survey data

    Data Published: 07/01/2021 Last modified: 07/01/2021
    The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

  4. Review of property funds and liquidity risks

    Multi-firm reviews Published: 20/07/2017 Last modified: 20/07/2017
    Findings from our suspended property fund review.

  5. Fund objectives working group: Terms of Reference [pdf]

    Documents Published: 08/11/2017
    he Financial Conduct Authority (FCA) published the final report of its Asset Management Market Study. This sets out our findings on the way competition works for asset management services, the resulting outcomes for investors and our proposed

  6. Hargreaves Lansdown (Clone of FCA authorised firms)

    Warnings Published: 08/09/2016 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  7. Corporate finance firms

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  8. Liquidity management for investment firms: good practice

    Documents Published: 29/02/2016 Last modified: 29/02/2016
    The FCA has been working with the Bank of England, at the request of the Financial Policy Committee (FPC), to assess risks posed by open-ended investment funds investing in the fixed income sector. As part of this work we have engaged with a number

  9. UK RRD: Handbook rules

    Tasks for regulated firms Published: 23/05/2016 Last modified: 10/02/2023
    The FCA provides information on how UK RRD was implemented in the through several statutory instruments that amended UK legislation

  10. Cryptoassets: AML / CTF regime - Registering with the FCA

    Published: 22/03/2023 Last modified: 31/01/2024
    You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.