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Showing 72 to 81 of 235 search results for rules implemented by the IDD.
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Insurance Distribution Directive
The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products. -
Information on enforcement investigations under SMR - June 2022
The FCA answers multiple questions on enforcement investigations under the Senior Managers and Certification Regime. -
CP22/10: Quarterly Consultation Paper No. 36
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
FCA warns insurance firms over product governance rules deadline
Insurance firms may not be ready to implement new product governance rules there to ensure insurance provides fair value, according to a review published today by the Financial Conduct Authority (FCA). -
PS21/9: Implementation of Investment Firms Prudential Regime
This is the second of the Policy Statements we will issue to introduce the Investment Firm Prudential Regime. -
Periodic auctions
With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. -
Financial promotions quarterly data 2023 Q2
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023. -
Post-implementation review of the Retail Distribution Review
The rules aimed to make the retail investment market work better for consumers. ... achieve. The majority of rules were required to be implemented by the end of 2012. -
Primary Market Bulletin 46
This edition covers Article 10 UK MAR and ESG stewardship and TCFD-aligned disclosures: sponsor procedures. -
FCA sets out expectations for UK cryptoasset businesses complying with the Travel Rule
We set out our expectations for crypto firms to comply with the Travel Rule. -
Are small firms being locked out of the derivatives market?
More rules designed to avoid a repeat of the last financial crisis – this time targeted at derivatives – came online this year. ... The more detailed technical rules under EMIR were not finalised until late last year.