Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1 to 11 of 193 search results for role of regulation in encouraging good culture.

  1. Culture and governance

    Speeches Published: 11/11/2015 Last modified: 24/11/2015
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the MetricStream Governance, Risk and Compliance Summit in London. This is the text of the speech as drafted, which may differ from the delivered version.
  2. Leadership and management capabilities

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Read about the FCA's work on culture and governance, including details of how to get involved.
  3. Recognition and incentives

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Read about the FCA's work on culture and governance, including details of how to get involved.
  4. The role of regulation in encouraging good culture

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.
  5. Transforming culture in financial services

    Speeches Published: 19/03/2018 Last modified: 19/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.
  6. Corporate responsibility

    About us How we operate Published: 03/04/2016 Last modified: 20/07/2023
    Find out about the FCA's corporate responsibility agenda, including our role within the community and our commitment to safeguarding resources.
  7. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    shocks, the outcomes they expect.A firm with a good culture is likely to innovate to the advantage of its clients and to lower transaction costs. ... might think of ‘good’ culture as a necessary but not a sufficient condition for efficient allocation
  8. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    As a host of people have said, good conduct is not about preventing innovation or growth. ... And it’s important to note that these ‘solutions’ are not all about rules and regulations.
  9. Personal accountability

    Speeches Published: 02/12/2015 Last modified: 19/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ
  10. From Innovation Hub to Innovation Culture

    Speeches Published: 05/06/2019 Last modified: 05/06/2019
    Speech by Nick Cook, Director of Innovation at the FCA, delivered at the 6th Central Bank Executive Summit