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  1. How we process authorised fund applications

    Tasks for regulated firms Published: 11/05/2015 Last modified: 03/02/2023
    Find out how we process applications for fund authorisation, or to amend or wind up an authorised fund.

  2. Operational resilience insights for insurance firms

    Firms General insurers and insurance intermediaries Published: 24/03/2022 Last modified: 31/01/2023
    Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take.

  3. MLA C: capital adequacy FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA C: capital adequacy FAQs

  4. Firm handling of complaints during coronavirus

    Firms Published: 01/05/2020 Last modified: 12/05/2021
    Find out about how firms should handle complaints during coronavirus.

  5. Consumer Duty – information for firms

    Tasks for firms Published: 03/10/2022 Last modified: 01/11/2023
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

  6. Endorsement of credit ratings for regulatory use from the EU into the UK

    Statements Published: 15/03/2019 Last modified: 30/10/2020
    UK-registered credit rating agencies (CRAs) will be able to endorse credit ratings into the UK from affiliated EU CRAs for regulatory use.

  7. Building a regulatory environment for the future

    Speeches Published: 22/06/2021 Last modified: 22/06/2021
    Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 

  8. Privacy notice

    Last modified: 16/04/2024
    The FCA's privacy notice explains how and why it uses your personal data.

  9. FCA sets out plans for regulation of claims management companies

    Press Releases Published: 05/06/2018 Last modified: 11/01/2024
    The FCA has today published draft rules outlining how it will regulate claims management companies (CMCs) when regulation passes to the FCA on 1 April 2019.

  10. Locking down market abuse

    Speeches Published: 08/03/2021 Last modified: 08/03/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.
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