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Showing 72 to 81 of 145 search results for required to register with us for temporary permission.

  1. Our Mission

    Our Mission publication is available via the National Archives - it has been superseded by our 3-year Strategy.

  2. Building a regulatory environment for the future

    Speeches Published: 22/06/2021 Last modified: 22/06/2021
    Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 

  3. Operational resilience insights for insurance firms

    Firms General insurers and insurance intermediaries Published: 24/03/2022 Last modified: 31/01/2023
    Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take.

  4. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  5. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  6. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Whether the firmwas or is authorised and regulated by us. The permissions held by the firm. ... Whether the firm has been subject to censure, criticism or disciplinary proceedings by us.

  7. About our data

    Last modified: 14/03/2024
    The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

  8. EU withdrawal: transition and financial regulation

    Speeches Published: 28/03/2018 Last modified: 28/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner.

  9. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

  10. Asset Land - Information for investors

    News stories Published: 26/04/2016 Last modified: 15/10/2019
    The Asset Land companies and their directors promoted and operated collective investment schemes (CIS) without FCA authorisation

  11. FCA reminds firms to regularly review regulatory permissions

    Statements Published: 18/01/2021 Last modified: 18/01/2021
    We are reminding firms of their obligation to regularly review regulatory permissions to ensure they are up to date and removed where they are not needed.