Search results
Showing 351 to 360 of 1534 search results for relation to LIBOR.
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Business interruption insurance
Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. -
'Finfluencers’ charged for promoting unauthorised trading scheme
We have charged nine individuals in relation to an unauthorised foreign exchange trading scheme promoted on social media. -
Binary options scams
Find out how binary options work, how to avoid scams and what to do if you’re scammed. -
Memorandum of Understanding between Financial Conduct Authority (FCA) and Trading Standards Services (LATSS) [pdf]
The FCA and the National Trading Standards Board, the Convention of Scottish Local Authorities, the Department of Enterprise, Trade and Investment for Northern Ireland, the Association of Chief Trading Standards Officers and the Society of Chief -
FCA winds up a boiler room
Because FCW is unauthorised, customers who invested through FCW have no recourse to the FOS or the FSCS in relation to their investments. -
Final Notice 2022: Evest Limited [pdf]
This Final Notice (Evest Limited) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We imposed a -
UK EMIR notifications and exemptions
Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards. -
Final Notice 2019: Transway Ltd [pdf]
This final notice (Transway Ltd) refers to a failure to satisfy the conditions of registration as a small payment institution under the Payment Services Regulations 2017, in relation to an application for re-registration under those same regulations. -
Financial Sanctions
Find out what to do if your firm is subject to financial sanctions or you suspect there has been a sanctions breach. -
CP14/2: Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules
We are consulting on amending our rules on sponsor competence, and on some other changes to the Listing Rules and Prospectus Rules.