Search results
Showing 311 to 320 of 1531 search results for relation to LIBOR.
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Debt management activity and authorisation
Here we list some typical misconceptions about the way we authorise firms engaged in debt management activity. Then we give you the facts. -
Personal accountability
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ -
FCA consults on proposed decision to require synthetic LIBOR for 6 sterling and Japanese yen settings
FCA consults on proposed decision to require synthetic LIBOR for 6 sterling and Japanese yen settings. -
Consumer Duty – information for firms
To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market. -
Final Notice 2022: Lyonnaise De Banque [pdf]
This final notice (Lyonnaise De Banque) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation. -
Identifying controllers
Find out how to identify the controllers of an FCA-authorised firm that's subject to a change in control. -
Side pockets
Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect. -
The regulatory challenge
We start in a place where, as LIBOR and FX have shown, the loyalties of your staff may be to people outside the firm rather than in it and where people -
Allowances and expenses
Allowances and expenses claimed by the FCA Chair and executive members of the Board, in relation to their roles as FCA representatives. -
Market Watch 71
In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.