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Showing 151 to 158 of 158 search results for relation to LIBOR contributions.

151. FCA publishes Decision Notices for Banque Havilland SA and three of its former employees

     Press Releases Published: 05/05/2023 Last modified: 11/05/2023
     The FCA has decided to fine Banque Havilland £10m; its former London branch CEO, Edmund Rowland, £352,000; David Weller, a former London branch senior manager, £54,000; and Vladimir Bolelyy, a former London branch employee, £14,200.

152. Authorised fund managers’ assessments of their funds’ value

     Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
     This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

153. Barclays fined £26m for failings surrounding the London Gold Fixing and former Barclays trader banned and fined for inappropriate conduct

     Press Releases Published: 23/05/2014 Last modified: 24/03/2015
     Plunkett's actions came the day after the publication of our LIBOR and EURIBOR action against Barclays. ... provide adequate specific training to precious metals desk staff in relation to their participation in the Gold Fixing; and.

154. Insurance brokers: serving consumers and businesses in times of uncertainty and change

     Speeches Published: 13/05/2022 Last modified: 13/05/2022
     Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.

155. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

     Press Releases Published: 12/11/2014 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

156. Implementing MiFID II – multi-firm review of research unbundling reforms

     Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
     Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

157. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

     Speeches Published: 14/11/2014 Last modified: 20/10/2015
     relation to a decrease in their interest rate. ... a meaningful and positive societal contribution.

158. Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds

     Multi-firm reviews Published: 16/11/2023 Last modified: 16/11/2023
     We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and