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Showing 82 to 91 of 13060 search results for regulated%20mortgages.

  1. Dual-regulated firms Remuneration Code (SYSC 19D)

    Tasks for firms Published: 21/06/2015 Last modified: 05/12/2023
    How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms.
  2. Information on FCA regulated firms - October 2022

    FOI Release Date of Release: 18/10/2022
    The FCA provide information on FSMA.
  3. Temporary permissions regime (TPR) data: solo-regulated firms

    Data Published: 29/01/2024 Last modified: 29/01/2024
    This page provides a data summary of the firms under the temporary permissions regime (TPR).
  4. Gaudi Regulated Services Limited in administration

    News stories Published: 26/04/2023 Last modified: 26/04/2023
    On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners.
  5. Wirecard can resume regulated activity

    News stories Published: 26/06/2020 Last modified: 29/06/2020
    Wirecard Card Solutions Limited (Wirecard) is authorised and supervised by the FCA to issue e-money and provide payment services including, issuing e-money onto prepaid cards.
  6. Appropriate Examinations: Mortgage Advice [pdf]

    Documents Published: 19/01/2009 Last modified: 03/08/2016
    Standards for Appropriate Examinations for those advising a customer on a regulated mortgage contract
  7. MIC codes for UK Regulated Markets [pdf]

    Documents Published: 23/03/2021
    Regularly updated list of ID codes for UK regulated markets, multilateral trading facilities and organised trading facilities.
  8. The number of FCA regulated firms - March 2020

    FOI Release Date of Release: 06/04/2020
    The FCA provides a yearly breakdown of the number of FCA regulated firms up until March 2020.
  9. The Senior Managers and Certification Regime: Guide for FCA solo-regulated firms [pdf]

    Policy statements Published: 04/07/2018
  10. Consumer investments data review 2020

    Data Published: 18/01/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.