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Showing 31 to 40 of 319 search results for registering on connect.

  1. Apply to become a pre-paid funeral plans firm

    Firms Published: 11/06/2021 Last modified: 04/12/2023
    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

  2. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

  3. Co-operative and Community Benefit Societies Act 2014

    Tasks for regulated firms Published: 27/07/2015 Last modified: 08/06/2016
    Read more about which societies are governed by the Co-operative and Community Benefit Societies Act 2014 (CCBS Act).

  4. Apply to approve an individual or firm

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Find out what you need to know before submitting your application.

  5. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.

  6. CP18/29: Temporary permissions regime for inbound firms and funds

    Consultation papers Published: 10/10/2018 Last modified: 01/03/2019
    The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to

  7. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 08/05/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.

  8. Cryptoasset registration: information for applicants

    Published: 26/10/2023 Last modified: 07/02/2024
    The FCA's requirements and expectations of cryptoasset businesses for AML/CTF regime registration.

  9. MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors

    News stories Published: 02/12/2019 Last modified: 02/12/2019
    MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors

  10. Appointed Representatives help: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Find out which points you should review before completing an Appointed Representative’s application.